Sebi offers a way over FPI tax rule hurdle
No Notifications Found
Enhanced Standards for Credit Rating Agencies (CRAs)
Disclosures in case of listed insurance companies
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure
Disclosure of financial information in offer document/placement memorandum for InvITs
Investments by FPIs in Government securities
Bullion as collateral
Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board (DB)
Enhanced Supervision of Stock Brokers and Depository Participants
Consolidated Account Statement
Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives ExchangesÔÇô Clarification
Foreign Investment in Rupee denominated bonds issued overseas by Indian Corporates
Operationalisation of Central KYC Records Registry (CKYCR)
Simplification of Account Opening Kit
Acceptance of Fixed Deposit Receipts (FDRs) by Clearing Corporations
Restriction on redemption in Mutual Funds
Investor Protection Fund (IPF) of Depositories
Review of the framework of position limits for currency derivatives contracts
Know Your Client (KYC) norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions, periodic review of systems and modified ODI reporting format
Disclosure of the Impact of Audit Qualifications by the Listed Entities
Guidelines for Public Issue of Units of InvITs
Revised Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Revised Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Electronic book mechanism for issuance of debt securities on private placement basis
Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009
Investments by FPIs in Government securities
Investments by FPIs in Government securities
Circular on Mutual Funds
Circular on Mutual Funds
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 (IFSC Guidelines) - Inclusion of Commodity Derivatives
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 (IFSC Guidelines) - Inclusion of Commodity Derivatives
Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default
Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default
Introduction of Exchange Traded Cross Currency Derivatives contracts on EUR-USD, GBP-USD and USD-JPY currency pairs and Exchange Traded Option contracts on EUR-INR, GBP-INR and JPY-INR currency pairs
Circular on Mutual Funds
Circular on Mutual Funds
Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism
Circular on Position Limits
Reduction in Daily Price Limits& Near month Position Limits for Agricultural Commodity Derivatives and Suspension of Forward Segment
Clarification Circular on Streamlining the Process of Public Issue of Equity Shares and Convertibles
Reduction in Daily Price Limits& Near month Position Limits for Agricultural Commodity Derivatives and Suspension of Forward Segment
Mandatory requirements / Exit Policy for Commodity Derivatives Exchanges
Procedures for ensuring compliance with Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 (SECC Regulations) by Listed Stock Exchanges.
Testing of software used in or related to Trading and Risk Management
Introduction of system-driven disclosures in Securities Market
Monthly Development Report for Commodity Derivative Exchanges
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
Format for financial results for listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares
Format for financial results for listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares
Timelines for Compliance with various provisions of Securities Laws by Commodity Derivatives Exchanges
Timelines for Compliance with various provisions of Securities Laws by Commodity Derivatives Exchanges
Investor greivance redressal system and arbitration mechanism
Format for Abridged Prospectus and price information of past issues handled by Merchant Bankers.
Format for Business Responsibility Report (BRR)
Format for Voting Results
Format for quarterly holding pattern, disclosure norms for corporate governance report and manner for compliance with two-way fungibility of Indian Depository Receipts (IDRs)
Format for Abridged Prospectus and price information of past issues handled by Merchant Bankers.
Format for Business Responsibility Report (BRR)
Format for Voting Results
Risk Management for Regional Commodity Derivatives Exchanges
Format of uniform Listing Agreement
Format of uniform Listing Agreement
Review of Capacity Planning Framework of Stock Exchanges and Clearing Corporations
Investments by FPIs in Government securities
Investments by FPIs in Government securities
Comprehensive Risk Management Framework for National Commodity Derivatives Exchanges
Format for compliance report on Corporate Governance to be submitted to Stock Exchange (s) by Listed Entities
Disclosures to be made by NBFCs, in the offer documents for public issue of debt securities under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008
Revised Disclosure formats under SEBI (Prohibition of Insider Trading), Regulations 2015
Reporting requirement under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS)-Guidance Note
Continuous Disclosure Requirements for Listed Entities Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Continuous Disclosure Requirements for Listed Entities Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Circular on Implementation of the Multilateral Competent Authority Agreement and Foreign Account Tax Compliance Act
Monthly Report For Clearing Corporations
Format of regulation 31 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Format of regulation 31 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Policy for annulment of trades undertaken on stock exchanges
Review of minimum contract size in Equity Derivatives Segment
Review of minimum contract size in Equity Derivatives Segment
Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporation and Depositories
Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism
Requirements under SEBI (Share Based Employee Benefits) Regulations, 2014
Exchange Traded Cash Settled Interest Rate Futures (IRF) on 6 year, 10 year and 13 year Government of India (GoI) Security
Database for Distinctive Number (DN) of Shares
Revision of Activity Schedule of Auction Session
Co-location / proximity hosting facility offered by stock exchanges
Disclosures under SEBI (Prohibition of Insider Trading) Regulations, 2015
Product Labeling in Mutual Funds
Exclusively listed companies of De-recognized/Non operational/exited Stock Exchanges.
Mechanism for acquisition of shares through Stock Exchange pursuant to Tender-Offers under Takeovers, Buy Back and Delisting
Fine structure for non-compliance with the requirement of Clause 49(II)(A)(1) of Listing Agreement
Fine structure for non-compliance with the requirement of Clause 49(II)(A)(1) of Listing Agreement
Establishment of connectivity with both the Depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of connectivity with both the Depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
SARAL account opening Form for resident individuals
Change in investment conditions for FPI investments in Government Debt securities
Change in investment conditions / restrictions for FPI investments in Corporate Debt securities
Change in investment conditions / restrictions for FPI investments in Corporate Debt securities
Index based market-wide circuit breaker mechanism
Index based market-wide circuit breaker mechanism
Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform
Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.
Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism
Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)
Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 2014.
Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts
Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)
Single registration for Stock Brokers & Clearing Members.
Clarification on Government Debt Investment Limits
Clarification on Government Debt Investment Limits
Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Amendments to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 - Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms
Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement
Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement
Information regarding Grievance Redressal Mechanism
Core Settlement Guarantee Fund, Default Waterfall and Stress Test
Core Settlement Guarantee Fund, Default Waterfall and Stress Test
Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations).
Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism
Monitoring of Compliance by Stock Exchanges
Clarification on position limits of domestic institutional investors for currency derivatives contracts
Change in Government Debt Investment Limits
Clarification and extension of deadline with respect to circular on 'Guidelines on disclosures, reporting and clarifications under AIF Regulations'
Delivery Instruction Slip (DIS) Issuance and Processing
Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions
Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration
SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013, CIR/CFD/DIL/7/2013 dated May 13, 2013 and CIR/CFD/POLICYCELL/14/2013 dated November 29, 2013 - Extension of time line for alignment
Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts
Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts
Guidelines on disclosures, reporting and clarifications under AIF Regulations
Guidelines on disclosures, reporting and clarifications under AIF Regulations
Guidelines on disclosures, reporting and clarifications under AIF Regulations
Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian companies
Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)
Review of the Securities Lending and Borrowing (SLB) Framework
Circular on Mutual Funds
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014
Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014
Infrastructure facilities and submission of periodic reports
Revised guidelines for Liquidity Enhancement Scheme in the equity cash and equity derivatives segments
Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Change in investment conditions / restrictions for FII/QFI investments in government debt securities
Disclosures pertaining to Assets Under Management
Disclosures pertaining to Assets Under Management
Commencement of Foreign Portfolio Investor ("FPI") regime.
Format for AuditorsÔÇÖ Certificate required under Clause 24(i) of the Equity Listing Agreement
Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc.
Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of Stock Exchanges
Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Moneylaundering Act, 2002 and Rules framed there under
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
FII/QFI investments in Commercial Papers
FII/QFI investments in Commercial Papers
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Testing of software used in or related to Trading and Risk Management
Testing of software used in or related to Trading and Risk Management
Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives
Change in Government Debt Investment Limits
Information Technology) IT Governance For Depositories
Operational Guidelines for Designated Depository Participants
Delivery Instruction Slip (DIS) Issuance and Processing
Know Your Client Requirements
Rationalization of Periodic Call Auction for Illiquid Scrips
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security
Simplification of demat account opening process
Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009
Investments by FIIs/QFIs in Credit Enhanced Bonds
Compliance with the provisions of Equity Listing Agreement by listed companies ÔÇô Monitoring by Stock Exchanges
System Audit of Stock Brokers / Trading Members
Issues pertaining to primary issuance of debt securities - Amendment to Simplified Debt Listing Agreement
Disclosure of Investor Complaints on websites of Stock Exchanges
Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer.
Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer.
General Information Document
Centralized Database for Corporate Bonds/ Debentures
Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks
Principles of Financial Market Infrastructures (PFMIs) Background
Index based market-wide circuit breaker mechanism
Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees
General Guidelines for dealing with Conflicts of Interest of Intermediaries,Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market
Testing of software used in or related to Trading and Risk Management
Investment by Qualified Foreign Investors (QFIs) in "to be listed" Indian Corporate Debt Securities Funds/ qualified Depository Participants (DP)
Circular for Application for change in category of the Alternative Investment Fund
Circular for Application for change in category of the Alternative Investment Fund
Utilisation period for Government Debt Limits
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular for operational, prudential and reporting requirements for Alternative Investment Funds
Revised Position Limits for Exchange Traded Currency Derivatives
Enhancement in Foreign Investment limits in Government debt
Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Clarification on SEBI's Circular dated August 13, 2012 providing for the "Manner of Dealing with Audit Reports filed by Listed Companies
Review of the Securities Lending and Borrowing (SLB) framework
Scheme of Arrangement under the Companies Act, 1956-Revised requirements for the Stock Exchanges and Listed Companies - Clarification
Clarification on SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement
Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Circular on Infrastructure Debt Fund
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Rationalisation of Debt Limits
Amendment to SEBI {(Know Your Client) Registration Agency} Regulations, 2011 and relevant circulars
Usage of electronic payment modes for making cash payments to the investors
Corporate bonds and Government securities as collateral
Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators.
Sharing of information regarding issuer companies between Debenture Trustees and Credit Rating Agencies
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Guidelines for Enabling Partial Two-Way Fungibility of Indian Depository Receipts
Gold Exchange Traded Fund Scheme (Gold ETFs) Investment in Gold Deposit Scheme (GDS) of Banks
Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-open Session to all Scrips.
Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market
Time Period for initial offering and allotment of units of Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS)
Time Period for initial offering and allotment of units of Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS)
Application Supported by Blocked Amount (ASBA) facility
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Rationalisation process for obtaining PAN by Investors
Clarification on Clause 36 of the Equity Listing Agreement
Application Supported by Blocked Amount (ASBA) facility in public/ rights issue
Debt Allocation Mechanism for FII
Debt Allocation Mechanism for FII
Requirement of Base Minimum Capital for Stock Broker and Trading Member
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇôCompanies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇôCompanies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement
Pre-Trade Risk Controls
Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any segment of Stock Exchanges/Clearing Corporations)
Rajiv Gandhi Equity Savings Scheme, 2012
Review of the Securities Lending and Borrowing (SLB) Framework
Mini derivative (Futures & Options) contract on Index (Sensex & Nifty)
Amendments to SEBI (Mutual Funds) Regulations, 1996
Participation of mutual funds in Credit Default Swaps (CDS) Market as Users (ÔÇ£Protection BuyersÔÇØ) and in repo, in corporate debt securities
Arbitration Mechanism in Stock Exchanges
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Modification/ Change of name in the Beneficial Owner (BO) account
General Order - SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012
General Order - SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012
Review of Margining with respect to Exchange Traded Funds (ETFs)
Review of Margining with respect to Exchange Traded Funds (ETFs)
Application Supported by Blocked Amount (ASBA)
Application Supported by Blocked Amount (ASBA)
Processing of Investor complaints against KRA {KYC (Know Your Client) Registration Agency} in SEBI Complaints Redress System (SCORES)
Processing of Investor complaints against KRA {KYC (Know Your Client) Registration Agency} in SEBI Complaints Redress System (SCORES)
Steps to re-energise Mutual Fund Industry
Steps to re-energise Mutual Fund Industry
Addendum to Circular No. CIR/MRD/DP/21/2012 dated August 2, 2012
Addendum to Circular No. CIR/MRD/DP/21/2012 dated August 2, 2012
Know Your Client Requirements
Know Your Client Requirements
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Manner of achieving minimum public shareholding requirements in terms of SCRR, 1957
Manner of achieving minimum public shareholding requirements in terms of SCRR, 1957
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Facility for a Basic Services Demat Account (BSDA)
Facility for a Basic Services Demat Account (BSDA)
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Redressal of investor grievances against listed companies in SEBI Complaints Redress System (SCORES).
Redressal of investor grievances against listed companies in SEBI Complaints Redress System (SCORES).
Direct Market Access - Clarification
Activation of ISIN in case of additional issue of shares/ securities
Direct Market Access - Clarification
Activation of ISIN in case of additional issue of shares/ securities
System for Making Application to Public Issue of Debt Securities
System for Making Application to Public Issue of Debt Securities
Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities
Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities
Revision of Eligibility Criteria for Stocks in Derivatives Segment
Revision of Eligibility Criteria for Stocks in Derivatives Segment
Amendment in QFI definition and QFI investment in debt mutual fund schemes which invest in infrastructure
Amendment in QFI definition and QFI investment in debt mutual fund schemes which invest in infrastructure
QFI Investment in Corporate Debt
QFI Investment in Corporate Debt
Investment Liquid MF
Investment Liquid MF
Amendment to the Equity Listing Agreement - Platform for E-Voting by Shareholders of Listed Entities
Amendment to the Equity Listing Agreement - Platform for E-Voting by Shareholders of Listed Entities
Review of Regulatory Compliance and Periodic Reporting
Review of Regulatory Compliance and Periodic Reporting
FII Investment in Government debt long term and corporate debt long term infra category
Clarification to the ÔÇ£Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) Circular dated April 13, 2012ÔÇØ
Clarification to the ÔÇ£Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) Circular dated April 13, 2012ÔÇØ
Redressal of complaints against Stock Exchanges (SEs) and Depositories through SEBI Complaints Redress System (SCORES).
Redressal of complaints against Stock Exchanges (SEs) and Depositories through SEBI Complaints Redress System (SCORES).
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Revision in framework for Qualified Foreign Investor (QFI) investment in Equity Shares and Mutual Fund schemes
Reporting of Offshore Derivative Instruments (ODIs)/ Participatory Notes (PNs) activity
Revision in framework for Qualified Foreign Investor (QFI) investment in Equity Shares and Mutual Fund schemes
Reporting of Offshore Derivative Instruments (ODIs)/ Participatory Notes (PNs) activity
Amendments to SEBI (Mutual Funds) Regulations, 1996
Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure.
Redressal of investor grievances against stock brokers and sub- brokers in SEBI Complaints Redress System (SCORES)
Processing of Investor Complaints in SEBI Complaints Redress System - SCORES
Simplification and Rationalization of Trading Account Opening Process
Circular for Mutual Funds
Short-collection/Non-collection of client margins (Derivatives Segments)
Investment by Foreign Investors in Mutual Fund Schemes
SMS and E-mail alerts to investors by stock exchanges
Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Revised procedure for seeking prior approval for change in control through single window
Allocation of Government debt long term limits to FIIs
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges.
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
Periodical Report- Grant of prior approval to Debenture Trustees
Periodical Report- Grant of prior approval to Bankers to an Issue
Periodical report - Grant of prior approval to Registrars to an Issue and Share Transfer Agents
Periodical Report- Grant of prior approval to Debenture Trustees
Periodical Report ÔÇô Grant of prior approval to Depository Participants
Shareholding of promoter / promoter group to be in dematerialized mode
Periodical report - Grant of prior approval to underwriters
Periodical report - Grant of prior approval to merchant bankers
Change of Name by Listed Companies
Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines
Standardisation of Rating Symbols and Definitions
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Pre- funded instruments / Electronic fund transfers
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Processing of investor complaints against listed companies in SEBI Complaints Redress System - SCORES
Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers
Liquidity enhancement schemes for illiquid securities in equity derivatives segment
Option to hold units in demat form
Adjustment of differential pricing amount at the time of application for allotment of specified securities
Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker
Self Clearing Member in the Currency Derivatives Segment
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Applications Supported by Blocked Amount (ASBA) facility
Review of Annual Issuers charges
Limitation period for filing an arbitration referenc
FII Investment in corporate bonds infra long term category
Dissemination of further information about FII activity ÔÇô Discontinuance of Reporting
Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011
Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - December 2010 and January 2011
Listing Agreement for Securitized Debt Instruments
Usage of Load Account.
Allocation of Government debt long term & corporate debt - old investment limits to FIIs.
Futures on 91-day Government of India Treasury-Bill
Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 1963
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Addendum to the Circular No. CIR/IMD/FIIC/1/2011
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Introduction of Derivative Contracts on Foreign Stock Indices
Modifications to client code post trade execution
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Activity schedule for Auction Session
Amendments to the Equity Listing Agreement
Acceptance of third party address as correspondence address.
Circular on Smart Order Routing - Clarification
Half yearly report by Trustees
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - July and August 2010
Allocation of Government debt & corporate debt investment limits to FIIs
Circular for Mutual Funds
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
Display of Details by Stock Brokers including Trading Members
Portfolio Managers - Clarification on minimum investment amount etc
Code of Conduct for Investor Associations (IAs)
European Style Stock Options
Clarification on Trading Rules and shareholding in dematerialized mode
Consolidation or Merger of Schemes
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - June 2010
Circular for filing Draft Offer Documents with Regional Offices of SEBI
Applications Supported by Blocked Amount (ASBA) facility in public issues
Portfolio Managers - Monthly Report
Review of Securities Lending and Borrowing (SLB) Framework
Portfolio Managers - Regulation of fees and charges
Compliance with circular dated April 15, 2010.
Clarification on Introduction of Call Auction in pre-open session
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996
Trading Rules and shareholding in dematerialized mode
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications
Arbitration Mechanism in Stock Exchanges
Securities Trading using Wireless Technology
Introduction of Smart Order Routing
Clarification on Introduction of Call Auction in pre-open session
Transferability of Mutual Fund units
Updation of investor related documents
Arbitration Mechanism in Stock Exchanges
Allocation of Government debt and Corporate debt investment limits to FIIs
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Options on USD-INR Spot Rate
Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs).
Mandatory requirement of Permanent Account Number - PAN
Additional mode of payment through applications supported by blocked amount (hereinafter referred to as ASBA) in Mutual Funds
Market Access through Authorised Persons
Introduction of call auction in Pre-open session
Physical Settlement of Stock Derivatives
Applications Supported by Blocked Amount (ASBA) facility in public issues
Revised Exposure Margin for Exchange Traded Equity Derivatives
Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts
Reporting of Lending of securities bought in the Indian Market
Certification programme for sale and/or distribution of mutual fund products
Valuation of debt and money market Instruments
Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications
Allocation of Corporate debt investment limits to FIIs
Disclosure of regulatory orders and arbitration awards on Depository website
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Setting up of a Stock exchange/ a trading platform by a recognized stock exchange having nationwide trading terminals for SME
Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement
Disclosure of Investor Complaints with respect to Mutual Funds
Making Annual Reports of Listed Companies easily accessible
Introduction of Index options with tenure up to 5 years
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Sub: Guidelines for Credit Rating Agencies
Margining of institutional trades in the cash market
Introduction of derivative contracts on Volatility Index
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant
Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant
Reduction in time between issue closure and listing
Amendments to Equity Listing Agreement - Discontinuation of Electronic Data Information Filing and Retrieval (EDIFAR) System
Additional information regarding PCC, MCV or equivalent structure by FIIs
Allocation of debt investment limits
Master Circular for Stock Exchange - Cash Market
Master Circular for Depositories
Applications Supported by Blocked Amount (ASBA) facility in public issues
Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges
Listing Conditions-Amendments to the Equity Listing Agreement
Disclosure of regulatory orders and arbitration awards on Stock Exchange Website
Allotment of Code to United Stock Exchange of India Limited
Clarification on dealings between a client and a stock broker
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and Clearing Corporations)
Half Yearly Reporting by Portfolio Managers
Circular for Mutual Funds
Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Master Circular on Anti-Money Laundering (AML) and Combating Financing of Terrorism (CFT) Standards
Committee for review of ownership and governance of market infrastructure institutions
Standard warning in Advertisements by Mutual Funds
Valuation of Debt and Money Market Instruments
Disclosure of investor complaints and arbitration details on Depository website
Requirement of Fee Clearance and NOC - Non applicability in respect of certain category of members of stock exchanges
Currency Futures on Additional Currency pairs
Mandatory requirement of `In-person` verification of clients
Advertisement by mutual funds.
Revised quarterly reporting format for Foreign Venture Capital Investors
Revised quarterly reporting format for Venture Capital Funds
Market Wide Position Limits across Stock Exchanges
Revised quarterly reporting format for Venture Capital Funds
Market Wide Position Limits across Stock Exchanges
Standardized lot size for derivative contracts on individual securities
Simplified Debt Listing Agreement for Debt Securities - Amendments
PAN requirement for transmission of shares in physical form
Review of Securities Lending and Borrowing (SLB) Framework
Internal Audit for Credit Rating Agencies (CRAs)
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Master Circular for Mutual Funds
Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues
Delivery Period for Interest Rate Futures
Modifications in the existing SEBI circulars for Mutual Funds
Allocation methodology of debt investment limits to FIIs
Transactions through some mutual fund distributors and compliance with the SEBI circular on AML
AMFI Guidelines for change of mutual fund distributor
Preservation of records
Preservation of records
Dealings between a client and a stock broker - trading members included
Limitation period for filing of Arbitration reference
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Simplified Listing Agreement for Debt Securities ÔÇô Amendments
Issue of No Objection Certificate for release of 1% of issue amount
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
Expiry Date for Equity Derivative Contracts
Market Access Through Authorised Persons
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Trading Hours on Stock Exchanges
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967
Clearing and Settlement of trades in Corporate Bonds through Clearing Corporations
Revision of transaction charges by the stock exchanges
Prior approval for re-commencing trading on the Stock Exchange
Statement of additional information (SAI) & Scheme Information Document (SID) to be made available on SEBI website
Filing of offer documents with SEBI under ICDR Regulations
Systems Audit of Mutual Funds
Applicability of Securities and Exchange Board of India (Delisting of Equity Shares Regulations, 2009 (Delisting Regulations)- Transitional Provisions
Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Allocation methodology of debt investment limits to FIIs
Disclosure of investor complaints and arbitration details on Stock Exchange website
Notification of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Application under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for relaxing strict enforcement of clause (b) to sub-rule (2) of rule 19 thereof
Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
Amendments to Equity Listing Agreement
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under.
Exchange traded Interest Rate Futures
Code of Conduct for Intermediaries of Mutual funds
Amendment to SEBI (DIP) Guidelines, 2000 - Rights Issue Process/ Procedure.
Exit load - Parity among all classes of unit holders
Exit load - Parity among all classes of unit holders
Interpretative circular under regulation 5 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers)Regulations 1997 - Applicability of provisions of regulation 11 (2) thereof,as amended on October 30, 2008
Application Supported by Blocked Amount (ASBA) process
Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA
Procedure for submission of updations in the offer documents filed with SEBI
Amendments to the SEBI (Disclosure and Investor Protection)Guidelines, 2000- amendment to Chapter VIA concerning general and disclosure requirements pertaining to IDR issues
Portfolio Managers - Amendment to Additional Information for registration / renewal applications
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Comprehensive Risk Management Framework for the cash market
Abolition of no-delivery period for all types of corporate actions
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
Firm commitment requirement for registration as Foreign Venture Capital Investors
Mutual Funds- Empowering investors through transparency in payment of commission and load structure
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇôCompanies eligible for shifting from Trade for Trade Settlement TFTS to normal Rolling Settlement
Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous Disclosures for Convertible and Non-Convertible DebtMaintenance of Clients` Funds in a separate Bank Account by Portfolio Managers
Model Listing Agreement for listing of Indian Depository Receipts (IDRs)
Guidelines for Investment by Mutual Funds in Money Market Instruments
Submission of Monthly Report
Valuation of debt securities by Mutual Funds
Guidelines for Investment by Mutual Funds in Indian Depository Receipts (IDRs) and copies of gazette notifications dated April 8, 2009 and June 5, 2009
PAN requirement for transfer of shares in physical form
Allocation methodology of debt investment limits to FIIs
Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993.
Simplified Listing Agreement for Debt Securities
Amendments to the Equity Listing Agreement
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000 - Filing of draft offer documents for public/ rights issues, with Western Regional Office of SEBI at Ahmedabad.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Revised Position Limits for Exchange Traded Currency Derivatives.
Portfolio format for debt oriented close-ended and interval schemes/plans.
FII investments in Debt Securities.
Extension in time for compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993.
Direct Market Access - Clarification.
Review of Annual IssuersÔÇÖ charges.
Allocation methodology of debt investment limits to FIIs.
Formats for disclosures under regulation 8A(1), 8A(2), 8A(3) and 8A(4) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇôCompanies eligible for shifting from Trade for Trade Settlement (TFTS)to normal Rolling Settlement.
Indicative Portfolios and Yields in Mutual Fund schemes.
Portfolio of ÔÇ£Liquid SchemesÔÇØ and nomenclature of ÔÇ£Liquid PlusÔÇØ schemes.
Revision in submission of reports on two way fungibility of ADRs/GDRs.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement(TFTS) to normal Rolling Settlement.
Guidelines in respect of exit option to Regional Stock Exchanges.
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under- Master Circular on AML/CFT.
Review of Provisions relating to Close Ended Schemes.
Listing and trading of warrants issued as part of a Qualified Institutions Placement (QIP) being a combined issuance of Non-convertible Debentures with Warrants.
Amendments to SEBI (Disclosure and Investor Protection) Guidelines,2000.
Maintenance of Security Deposit of 1% of the amount of securities offered to public/shareholders by issuer companies with the designated stock exchanges.
Cross Margining across Exchange traded Equity (Cash) and Exchange traded Equity Derivatives (Derivatives) segments.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Issuance of Electronic Contract Notes (ECNs) in Equity Derivatives Segment.
Time period for utilization of debt limits.
Review of Securities Lending and Borrowing (SLB) Framework
Applicability of Net Asset Value (NAV) for Income/Debt oriented Mutual Fund scheme(s)/plan(s) (other than liquid fund schemes).
Internal Audit for stock brokers/trading members/clearing members.
Valuation of Debt securities by Mutual Funds.
Notification regarding Standardising format of Abridged Schemewise Annual Report and reduction in time period for dispatch to the unitholders.
Lending of securities bought in the Indian Market.
Revised Exposure Margin for Exchange Traded Equity Derivatives.
Notification regarding Standardising format of Abridged Schemewise Annual Report and reduction in time period for dispatch to the unitholders.
Lending of securities bought in the Indian Market.
Revised Exposure Margin for Exchange Traded Equity Derivatives.
Lending of securities bought in the Indian Market.
Standardising format of Abridged Schemewise Annual Report Format and reduction in time period for dispatch to the unitholders ÔÇôAmendments to SEBI (Mutual Funds) Regulations, 1996
Allotment of code to MCX Stock Exchange Ltd.
Dissemination of further information about FII activity.
FII investments in Debt Securities.
Revised Exposure Margin for Exchange Traded Equity Derivatives.
Removal of restrictions on ODIs.
Eligibility criteria for introduction of derivatives on shares.
Applications Supported by Blocked Amount (ASBA) facility in Rights Issues.
Amendments to Equity Listing Agreement.
Effective date of ASBA Process and clarification on clause 2.8 of SEBI (Disclosure and Investor Protection (DIP)) Guidelines, 2000.
Amendments to SEBI (Disclosure and Investor Protection) Guidelines 2000.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Internal Audit for stock brokers/clearing members.
Extending calendar spread treatment till expiry of the near month contract.
EXCHANGE TRADED CURRENCY DERIVATIVES.
Amendments to SEBI (ESOS & ESPS) Guidelines, 1999.
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
Circular on Applications Supported by Blocked Amount - Stock Exchanges.
Circular on Applications Supported by Blocked Amount - Registrars to an Issue.
Circular on Applications Supported by Blocked Amount - Merchant Bankers.
Circular on Applications Supported by Blocked Amount - Bankers to an Issue.
Designated e-mail ID for regulatory communication with SEBI.
Designated e-mail ID for regulatory communication with SEBI.
Abridged Schemewise Annual Report Format and periodic disclosures to the unitholders.
Annual Systems Audit.
Submission of Monthly Reports.
Designated e-mail ID for regulatory communication with SEBI.
FII investments in Debt Securities.
Mandatory requirement of Permanent Account Number - PAN.
Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment.
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds ÔÇô Pending Deployment.
FII investments in Debt Securities
Short Selling and Securities Lending and Borrowing & Net Settlement of Government Securities Transactions ÔÇô Amendments to SEBI (Mutual Funds) Regulations, 1996
Undertakings for ODI activity
Simplification of Offer Document and Key Information Memorandum of Mutual Funds Scheme
Margining of institutional trades in the cash market
Reporting of information on a quarterly basis
Reporting of information on a quarterly basis
Reporting of information on a periodic basis
Reporting of information on a half yearly basis
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇôCompanies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Comprehensive Risk Management Framework for the cash market
List of Million Plus UAs Cities
List of Million Plus Cities
Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses
Revised Monthly Cumulative Report (MCR)
Collateral deposited by clients with brokers
Comprehensive Risk Management Framework for the cash market
Interpretation of term ÔÇ£shareholder having trading rightsÔÇØ under Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006.
Corporate Governance in listed Companies ÔÇô Clause 49 of the Listing Agreement
Overseas Investments by Mutual Funds
Reduction in filing fees for offer documents.
Introduction of Bond Index
Exemption from mandatory requirement of PAN
Introduction of Direct Market Access facility
Revision in Filing Fees and Registration Fees ÔÇô Amendments to SEBI (Mutual Funds) Regulations, 1996
Operationalisation of Short Selling and Securities Lending and Borrowing
Margining of institutional trades in the cash market
Margining of institutional trades in the cash market
Load on Bonus Units and units allotted on Reinvestment of Dividend
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000.
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment.
Instructions to registered Merchant Bankers:
Eligibility criteria, market structure and governance of Derivative Exchange
New Scheme Report
Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode.
Standard warning in Advertisements by Mutual Funds
CBDT circular on Securities Lending/Borrowing
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment.
Extending number of centers where refund shall be made through ECS in public/rights issues.
Removal of Initial issue expenses
FII investments in Debt Securities
Trading and settlement of trades in dematerialized scrips.
Introduction of Volatility Index
Introduction of Index options with longer tenure
Waiver of load for direct applications
Amendments to Equity Listing Agreement.
Introduction of mini derivative (Futures & Options) contract on Index (Sensex & Nifty)
Establishment of Connectivity with both depositories NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment.
Short selling and securities lending and borrowing.
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000.
Notification for Index Fund Scheme and Short Selling
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds ÔÇô Pending deployment
Establishment of Connectivity with both depositories NSDL and CDSLÔÇôCompanies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment.
Overseas Investments by Mutual Funds
Circular on acceptance of Foreign Sovereign Securities as collateral from Foreign Institutional Investors (FIIs) for Exchange Traded Derivative Transactions
Proof of Identity (POI) and Proof of Address (POA) for opening a Beneficiary Owner (BO) Account for non-body corporates.
Guidelines for Overseas Investments by Venture Capital Funds
Dissemination of Information on Debentures
Establishment of Connectivity with both NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000.
Amendments to Clause 41 of Equity Listing Agreement
Bimonthly Compliance Test Reports (CTRs)
Supervision of branches of depository participants
PAN as the sole identification number for all transactions in the securities market.
Extension of Time for Uploading of NAVs of Fund of Fund Schemes.
Circular on Filing Fees for Offer Documents and Fixed Deposits
Establishment of Connectivity with both NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Amendments to SEBI (Disclosure and Investor Protection) Guidelines,2000.
Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
Renewal of Certificate of Registration
Establishment of Connectivity with both NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000.
Permanent Account Number (PAN) to be the sole identification number for all transactions in the securities market.
Amendments to Clause 32 of Equity Listing Agreement
Guidelines for Consent Orders and for considering requests for composition of offences under SEBI Act, SC(R) Act and Depositories Act
REVISED MONTHLY CUMULATIVE REPORT (MCR)
Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds ÔÇô Pending deployment
Corporate Bond Market ÔÇô Launch of Trading Platform
Establishment of Connectivity with both NSDL and CDSL ÔÇô Companies eligible for Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Amendments to the Listing Agreement for Debentures
Corporate Bond Market ÔÇô Reporting Platform to also be set up by NSE
Additional Reporting along with Monthly Cumulative Report (MCR)
Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode.
Establishment of Connectivity with both NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment.
SEBI (Foreign Institutional Investors) (Amendment) Regulations 2007
Exclusive e-mail ID for redressel of Investor Complaints.
FII investments in Debt Securities
Establishment of Connectivity with both NSDL and CDSL ÔÇô Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Gazette notifications
Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
Foreign investments in infrastructure companies in securities markets.
Exclusive e-mail ID for redressel of Investor Complaints.
SEBI (Custodian of Securities) (Second Amendment) Regulations 2006
FII investments in Debt Securities
Clarification to Clause 24 of Comprehensive IPF/CPF Guidelines.
Corporate Bond Market ÔÇô Launch of Reporting Platform
Dissemination of tariff/charge structure of Depository Participants
Interpretive Circular under Regulation 5 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997
Establishment of Connectivity with both NSDL and CDSL ÔÇô Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Dispatch of account statement
Establishment of Connectivity with both NSDL and CDSL ÔÇô Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Mandatory requirement of Permanent Account Number (PAN) ÔÇôIssues and clarifications (III)
Amendments to SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000.
Common Key Personnel between Mutual Funds and Venture Capital Funds
Amendments to SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000.
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund scheme(s)/plan(s).
Payment of fees by Stock Brokers- Corrigendum
Payment of fees by Stock Brokers
Standing Committee - Computerised Trading System
Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund scheme(s)/plan(s).
Mandatory requirement of Permanent Account Number (PAN) ÔÇô Issues and clarifications
Procedure for re-introduction of derivatives contracts and modified position limits
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
FII investments in Upper Tier II Instruments
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
SEBI (Foreign Institutional Investors) (Amendment) Regulations, 2006
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Capital Protection Oriented scheme and Revision in Fees
Filing of Annual Information Return to be filed by Mutual Funds
Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
Circular for Portfolio Managers
REVISED MONTHLY CUMULATIVE REPORT (MCR) AND ANNUAL STATISTICAL REPORT (ASR)
Mandatory requirement of Permanent Account Number (PAN) ÔÇô Issues and clarifications
Mandatory requirement of Permanent Account Number (PAN) for transactions in the cash market
SEBI (Foreign Institutional Investors) (Amendment) Regulations 2006
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Undertaking from trustees for new scheme offer document
Margining in Cash Market.
Gazette notification no. S.O. 783(E) dated May 22, 2006 pertaining to SEBI (Mutual Funds) (Second Amendment) Regulations 2006
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Guidelines for ÔÇ£Qualified Institutions PlacementÔÇØ ÔÇô Amendments to SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000.
Amendments to SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000.
Introduction of Gold Exchange Traded Funds in India
Dividend Distribution Procedure for Mutual Funds
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Amendments to Clause 40A and Clause 35 of Equity Listing Agreement
FII investments in Debt Securities
Rationalisation of Initial Issue Expenses and Dividend distribution procedure for Mutual Funds
Introduction of new Chapter VIA in the SEBI (DIP) Guidelines, 2000
Listing Agreement for Indian Depository Receipts (IDRs)
Amendments to SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000.
Applicability of Investment Restrictions for Securitised Debt
Review of time limit for updating NAV on AMFI website.
Prevention of Money Laundering Act, 2002, Obligations of intermediaries in terms of Rules notified thereunder
Use of Electronic Clearing System (ECS) for refund in public issues - Instructions for updation of MICR code for refunds through ECS
Clarification to Circular No. DNPD/Cir-31/2006 dated January 20, 2006
AMENDMENT TO THE SEBI (DELISTING OF SECURITIES) GUIDELINES, 2003
SEBI (Mutual Funds) (Amendment) Regulations, 2006 - GETF
Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000
Modes of despatch of refunds in public issues.
Modification of the Trading Member / FII / Mutual Fund position limits for stock based exchange traded derivative contracts
Review of the eligibility criteria of stocks for derivatives trading especially on account of corporate restructurin
Modes of despatch of refunds in public issues.
IPOs ÔÇô ISINs to be activated after commencement of trading on the stock exchanges
Guidelines on Anti Money Laundering Standards.
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Corporate Governance in listed Companies ÔÇô Clause 49 of the Listing Agreement
Corrigendum to Circular No. SEBI/MRD/SE/Cir-15/2005 dated August 04, 2005
Corrigendum to Circular No. SEBI/MRD/SE/Cir- 16 /2005 dated August 04, 2005
Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines,2000.
Review of Dematerialisation Charges
Investment in ADRs/GDRs/foreign securities by Mutual Funds
Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
Amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines, 2000
Trading by Mutual Funds in Exchange Traded Derivative Contracts
Trading by Mutual Funds in Exchange Traded Derivative Contracts
Electronic issuance of contract notes ÔÇô Additional conditions
Revised Activity schedule for T+2 rolling settlement
Guidelines for execution of block deals on the stock exchanges
Discontinuation of Hand Delivery Bargains/Delivery Versus Payment (DVP)
Unique Client Code (UCC) for Mutual Fund Schemes/Plans
Maintenance of books of accounts and other documents sought by Enforcement Agencies from Depositories and DPs
Maintenance of books of accounts and other documents sought by Enforcement Agencies from Stock Exchanges and Brokers
SEBI (Central Database of Market Participants) Regulations, 2003
